PENTACAPITAL IS A FINANCIAL SERVICES GROUP COMPOSED OF THE
FOLLOWING COMPANIES :
PENTACAPITAL INVESTMENT CORPORATION
An Investment House
Established in 1993
PENTACAPITAL FINANCE CORPORATION
A Finance Company / Quasi Bank
Established in 1957
PENTACAPITAL MANAGEMENT CORPORATION
A Management Company
Established in 1993
PENTACAPITAL HOLDINGS, INCORPORATED
A Direct Investments Company
Established in 1996
INTRA - INVEST SECURITIES, INCORPORATED
A Stockbrokerage Firm
Established in 1987
PENTA INSURANCE BROKER SERVICES, INCORPORATED
Insurance Brokerage Firm
Established in 2003
PENTACAPITAL INVESTMENT CORPORATION
CORPORATE BACKGROUND
PentaCapital Investment Corporation (PentaCapital) is a leading independent investment house
in the Philippines known for its unique expertise in project development and financing, specially
for real estate, leisure and infrastructure projects. PentaCapital was organized in late 1993 by a
group of investment bankers and the Philodrill Corporation to engage in investment banking
services with an initial subscribed capital of PhP 200 million and paid-up capital of PhP 150
million.
PentaCapital has acquired a niche in the investment banking and financial services sectors,
specifically: money market operations, consumer financing (through its 98%-owned quasi-bank,
PentaCapital Finance Corporation), debt and equity underwriting, financial advisory and project
financing, specially for BOT/BLT projects. In addition, PentaCapital received its license to engage
in trust, fiduciary and investment management services last August 30, 1996.
PentaCapital is managed by a team of experienced managers with a combined experience of
more than 150 years. Senior officers of PentaCapital have extensive foreign and local experience
in the field of merchant, investment and commercial banking, corporate finance, underwriting,
project financing, mergers and acquisition, securitization, securities dealership, foreign exchange,
money and capital markets, and investment management. PentaCapital shall continue to cater to
clients in real estate development, leisure and tourism, mineral resources development,
transportation, water resources and infrastructure.
PentaCapital’s net worth as of December 31, 2009 amounted to more than PhP 486.9 Million.
PRODUCTS AND SERVICES
Investment Banking Services
• Debt and Equity Underwriting ( Private Placements and Public Offerings )
• Financial Advisory & Privatizations, Mergers and Acquisition Advisory
• Securitization
• Loan Syndication
• Project Development Advisory and Financing, specializing in BOT/BLT/BOO
• Direct Investments
Treasury Services
• Trading of Commercial Papers, Dealer Notes, Bonds and Others
• Trading of Government Securities (Treasury bills, Treasury Notes, etc.)
• Equities Trading
• Foreign Currency Trading
Trust and Investment Advisory Services
• Investment Advisory Services
• Investment Management Services
• and Fiduciary Services
EXPERIENCE AND TRACK RECORD
( Licensed as an Investment House on September 8, 1993 )
PentaCapital Investment Corporation has continuously proven its ability to act as financial
advisor to various Philippine companies, to act as underwriter in the following debt and
equity offerings (both private and public) and to act as financial advisor/investment banker
for various BOT / BOO / BLT infrastructure and real estate projects.
FINANCIAL ADVISORY
• Acts as Lead Local Financial Advisor to Universal LRT Corporation (BVI) Ltd., project
proponent of the proposed US$1.3 billion integrated road-rail transportation MRT-7
Line BGTOM Project which stretches from North Avenue, Quezon Circle, Batasan,
Fairview to San Jose del Monte, Bulacan.
• Acted as Financial Advisor and Issue Manager for the PhP2.0 billion Combined Equity
and Loan Structured Facility for Stradcom International Holdings, Inc. for the redemption
of their preferred shares held by e-PLDT and IFC.
• Acted as Financial Advisor, Issue Manager & Lead Underwriter for the landmark
PhP1.6 billion SPT LTO-IT Asset-Backed Bonds, the first securitization transaction
under the Securitization Act of 2004 (RA 9267).
• Acts as Lead Underwriter to Philodrill Corporation’s P383 million Stock Rights Offering to
support petroleum projects at Galoc ( SC No.14) and Sulu Sea ( SC No.41).
• Acts as Financial Advisor & Investment Banker to SCC Nautical Transport Services,
Inc., winning bidder & operator of the Pasig River Ferry Service Project.
• Acts as Financial Advisor & Investment Banker to Hypercash Payment Systems, Inc.,
project proponent of a cellular phone-based RFID automatic & high speed payment
system (known as G-Pass in MRT3).
• Acted as Financial Advisor to Maxima Equipment Company, Inc. for 40% buy-in of
Marubeni Corporation (Japan).
• Acted as Financial Advisor, Issue Manager, Lead Underwriter & Selling Agent for the
US$378.0 million MRT III Funding Corporation Ltd. Asset Backed Notes, which are
backed up by equity rental payments from the Department of Transportation &
Communications for the EDSA or MRT Line 3 Rail Transit Project, otherwise known
as the MRT Securitization.
• Acted as Financial Advisor and arranged the establishment of the PhP2.373 billion
EDSA MRT Holdings, Inc. by a consortium of seven ( 7 ) public and private
Philippine companies, including Fil-Estate Management, Ayala Land, RAMCAR, et al.
• Acted as Financial Advisor and arranged the acquisition of control of EDSA MRT
Corporation Ltd. by EDSA MRT Holdings, Inc.
• Acted as Philippine Financial Advisor and investment banker to the EDSA MRT
Corporation Ltd., owner / lessor of the proposed US$700 million EDSA 3 or EDSA
Mass Railway Transport System (MRT) , a Build, Lease, and Transfer (BLT) flagship
infrastructure project of the Republic of the Philippines through the Dept. of
Transportation and Communications.
• Acts as joint Financial Advisor & Investment Banker to the Hermosa Ecozone
Development Corporation for the planning, development, marketing and management of
the Hermosa Township, a new 478 - hectare economic zone in Hermosa, Bataan
consisting of : an industrial park, a golf and resort club, residential estates and a
commercial center.
• Acts as Financial Advisor to Asian Construction and Development Corporation for its
PhP1.9 billion debt restructuring program.
• Acted as Financial Advisor to STAR Infrastructure Development Corporation for its
PhP2.5 billion Southern Tagalog Arterial Road (STAR) Project, Stage 2.
• Acted as Financial Advisor to a consortium that bidded to acquire 100% of Philippine
Passport Corporation, the project proponent for the PhP2.0 billion DFA BOT Philippine
Passport Project.
• Acted as Financial Advisor to Local Government Units of RDC Region IV in connection
with a proposed LEAP Educational Asset Backed Bonds issue worth PhP5.0 billion to
fund the Local Educational Acceleration Program ( LEAP ),
otherwise known as the Special Education Funds (SEF) Securitization.
• Acted as Financial Advisor to J.S. Gaisano, Inc. , owner and operator of the
Citimall, Davao City for its PhP1.0 billion debt restructuring program.
• Acted as Joint Financial Arranger to the Bulacan Water in connection with its PhP2.7
billion debt requirement for the Bulacan central Bulk Water Supply BOT Project.
• Acted as Financial Advisor to Reynolds Philippines Corporation for its PhP2.8 billion
debt restructuring program.
• Acted as Financial Advisor and investment banker to Bonifacio Land Corporation in connection with the settlement and/or refinancing of its maturing convertible, long term
commercial paper amounting to PhP3.0 billion.
• Acted as Financial Advisor to Mondragon Leisure & Resorts Corporation for its
PhP6.0 billion debt re-structuring program.
• Acted as Financial Advisor to BW Resources Corporation for its PhP4.2 billion rights
offering.
Acted as investment banker to Asian Hospital, Incorporated, a new company that is
constructing the PhP3.0 billion 518-bed, world - class Asian Hospital & Medical Center
at the Filinvest Corporate City, Alabang.
• Acted as Philippine Financial Advisor and investment banker to the Compagnie General
de Eaux / Sumitomo/Anglo-Philippine Holdings Consortium that is undertaking the
PhP 5.5 billion Bulacan Bulk Water Supply BOT project.
• Acted as Financial Advisor and investment banker to First Oriental Property Ventures,
Incorporated for the 145 - hectare Sun City Golf and Residential Estates Projects in
Davao City.
• Acted as Financial Advisor and investment banker to Green Circle Properties and
Resources, Incorporated & Green Square Properties Corporation for the planning,
development, financing and management of the 27,800-hectare former Ibuna estate in Aurora and Quezon Provinces into a world-class, master planned metropolis consisting
of a resort city, a university city, an industrial city and a new satellite government city.
• Arranged the sale of 50% of the common equity stock of CJH Development
Corporation ( Camp John Hay, Baguio City) valued at PhP975 million.
• Acted as Lead Firm, Financial Advisor and investment banker to CJH Development
Corporation, a consortium composed of six (6) public and private companies that is
developing and operating the 247-hectare PhP3.0 Billion Camp John Hay project, a
privatization project of the Bases Conversion Development Authority (BCDA).
• Acted as Financial Advisor to Anglo-Philippine Oil and Mining Corporation for its
US$139 million BOT Inabanga River Bohol-Cebu water supply project.
• Acted as Financial Advisor for Project Development and Financing to the
Province of Batangas.
• Acted as Financial Advisor to Stirling Resources of Australia and Akubra Gold,
Corporation Ltd.
• Acted as Financial Advisor to IBM Philippines, Inc. for the Department of Foreign
Affairs (DFA) Machine Readable Passport and Visa Central Facility BOT Project.
• Acted as Financial Advisor and arranged the joint venture of Fil - Estate Land,
Inc. and Greensquare Properties, Inc. for the development of 1,000 hectares in Laurel, Batangas (Tagaytay Ridge).
• Acted as Financial Advisor to Interport Resources Corporation for its diversification
program.
• Acted as Financial Advisor to Abacus Consolidated Resources & Holdings, Inc. in
the formation of Pacific Online Systems Corporation, the operator of lotto
operations for Visayas and Mindanao.
• Acted as Financial Advisor and arranged the private placement of PhP120.0
million worth of shares of Cophil Exploration Corporation.
SHORT AND LONG TERM COMMERCIAL PAPERS
Acted as participating underwriter and selling agent in the following:
PhP 1.5 billion LTCP of Pilipinas Shell Corporation
PhP 1.0 billion LTCP of ABS-CBN Broadcasting Corporation
PhP 1.0 billion LTCP of JG Summit Holdings, Incorporated
PhP 200 million STCP of PT&T
PhP 500 million STCP of Metro Pacific Corporation
PhP 200 million STCP of Mondragon International Philippines
PhP 400 million STCP of Puerto Azul Land, Incorporated
EQUITY AND DEBT UNDERWRITING
• Co-lead Underwriter to the PhP 16.6 billion PNOC-EDC Initial Public Offering.
• Issue Manager and Lead Underwriter to the PhP 1.6 billion LTO-IT Asset-Backed
Bonds Offering.
• Issue Manager and Lead Underwriter to the US$1.7 billion MRT3 Asset-Backed
Notes Offering.
• Issue Manager and Lead Underwriter to the PhP 4.2 billion rights offering of BW
Resources Corporation
• Issue Manager to the PhP1.2 billion Private Placement of Asian Hospital, Inc.,
owner of the proposed Asian Medical Center to be located at the Filinvest
Corporate City
• Issue Manager and Lead Underwriter to the PhP3.0 billion Investor’s Series Asset
Participation Certificates to finance the Pabahay sa Riles Housing with Elevated
Tollway project.
• Lead Co-Underwriter to the PhP3.9 billion Public Offering of Fil-Estate Land, Inc.
• Issue Manager and Sole Underwriter to the P25 million Public Offering of Cophil
Exploration Corporation.
• Co-Underwriter to the PhP 466 million rights offering of United Paragon Mining
Corporation
• Co-Underwriter to the PhP 804 million rights offering of Anglo-Philippine Oil &
Mining Corporation
Participating Underwriter to the following Initial Public Offerings (IPOs):
Philippine National Reinsurance PhP 2.8 billion
Manila Water PhP 5.36 million
SM Investments Corporation PhP 28.75 billion
Semirara Php 548.09 million
Philippine Seven Corporation PhP 355.00 million
Reynolds Philippines Corp. PhP 1.00 billion
Uniwide Holdings,Incorporated PhP 4.30 billion
Empire East Land Holdings, Inc. PhP 5.50 billion
Hi-Cement Corp. PhP 2.00 billion
Alsons Cement Corp. PhP 2.89 billion
Fortune Cement Corp. PhP 1.15 billion
PNB (third tranche) PhP 1.90 billion
DMCI Holdings, Inc. PhP 3.50 billion
Filipino Fund, Inc. PhP 800.00 million
Ionics Circuits, Inc. PhP 775.00 million
Piltel Corporation PhP 4.8 billion
Bankard, Inc. PhP 620.00 million
La Tondena Distillers, Inc. PhP 1.10 billion
Vitarich Corporation PhP 1.30 billion
Alaska Milk Corporation PhP 530.00 million
Swift Foods, Inc. PhP 1.60 billion
Aboitiz Equity Ventures, Inc. PhP 3.20 billion
Philippine Savings Bank PhP 602.00 million
Mondragon International (Phils.) PhP 537.00 million
Petron Corporation PhP 10.00 billion
SM Holdings Inc PhP 5 00 billion
Prime Holdings, Inc. 5.00 Selecta Dairy Products, Inc. PhP 401.00 million
Universal Robina Corporation PhP 6.50 billion
OTHER FINANCIAL SERVICES
Arranged and provided credit facilities to various prime corporate clients, including the
following:
San Miguel Group Philodrill Corporation RFM Corporation
Swift’s Foods Bacnotan Steel Corporation Pepsi Cola
RAMCAR, Inc. Bacnotan Cement Corporation Pilipinas Shell Petroleum Corporation
Market Developers, Inc. Amkor-Anam Hi-Cement Corporation
Columbian Motors Corporation Omnivest Inc. Intra-Invest Securities, Inc.
C. Alcantara & Sons Mondragon Group Sales Isla Communications Corporation
La Panday Holdings Mondragon International Alsons Development Corporation
Citadel Holdings, Inc. Metro Pacific Corporation Reynolds Philippines
Greensquare Properties, Inc. Foremost Development Corp. Philippine Wireless Inc.
Central Cement Corporation Mondragon Personal Sales, Inc. Express Telecommunications Company
La Tondena Distillers, Inc. Coca-Cola Bottlers Phils., Inc. Victorias Milling Corporation
Manila Electric Company Davao Union Cement Corp. P T & T
The PHINMA Group United Paragon Mining Corp. Philippine Cocoa Corporation
First Dominion Prime Holdings, Inc. Summa Kumagai, Inc. Software Ventures, Inc.
First Asia Ventures Corp., Inc. Diwa Asia Publishing, Inc. First Asia Systems & Technology, Inc.
ABS-CBN Broadcasting Corp. National Book Store, Inc. Stradcom Corporation
JS Gaisano, Inc. Columbian Autocar Corp.
